Trade Surveillance Business Analyst Job at Inceptra Solutions LLC, Charlotte, NC

UGI5OWtETHNlRzJtSWp4R2FsampScG1qbkE9PQ==
  • Inceptra Solutions LLC
  • Charlotte, NC

Job Description

Job Title: Trade Surveillance Business Analyst Location: Charlotte, NC (Onsite – F2F Interview Required) Type: Contract (C2C) Duration: [1+ year] Job Description: We are seeking an experienced Trade Surveillance Business Analyst for a contract opportunity based in Charlotte, NC. This is a fully onsite role, and face-to-face interviews are required. The ideal candidate will have deep experience in trade surveillance and regulatory compliance within the capital markets domain. Key Responsibilities: Analyze and document business requirements related to trade surveillance and regulatory monitoring. Work closely with Compliance, Risk, and Technology teams to enhance and maintain surveillance systems. Collaborate with stakeholders to identify gaps in current surveillance coverage and suggest improvements. Write Business Requirements Documents (BRDs), Functional Specifications, and user stories. Participate in tuning and testing of surveillance alerts to ensure quality and relevance. Ensure regulatory compliance with global standards such as MiFID II, MAR, Dodd-Frank, etc. Conduct data analysis and reporting using tools like SQL, Excel, or dashboards. Support UAT and defect triage in coordination with QA and development teams. Required Skills & Experience: 5+ years of experience as a Business Analyst in Trade Surveillance, Market Abuse, or Compliance domains. Strong understanding of trade surveillance systems (e.g., Actimize, SMARTS, NICE, etc.). Experience with capital markets, trading systems, and regulatory reporting. Strong hands-on experience with SQL and large data sets. Ability to translate complex regulatory and compliance requirements into system changes. Excellent verbal and written communication skills. Must be local to Charlotte, NC or willing to relocate. Must be able to attend an in-person interview (F2F required). Preferred Qualifications: Experience with scripting languages (e.g., Python) is a plus. Knowledge of Agile methodology and tools like JIRA or Confluence. Previous experience working with cross-functional teams in financial institutions. Inceptra Solutions LLC

Job Tags

Contract work, Local area, Relocation,

Similar Jobs

Malone Healthcare - Nursing

Travel Nurse RN - ICU - Intensive Care Unit Job at Malone Healthcare - Nursing

 ...Job Description Malone Healthcare - Nursing is seeking a travel nurse RN ICU - Intensive Care Unit for a travel nursing job in Prescott Valley, Arizona. Job Description...  ...Radius Rule: 50 miles\n\nCannot have worked FT/PT/PRN or perm at any CommonSpirit / CHI /... 

Driv Automotive

Admin Assistan/Clerk, EH&S 2nd Shift Job at Driv Automotive

 ...Admin Assistant/Clerk, EH&S 2nd Shift Coordinates the organizations Environmental, Health, and Safety programs to protect employees and the company against harm and maintain safe working conditions. This position is required to maintain Tenneco and local standards.... 

TGTHR

Video Editor & Social Media Manager Job at TGTHR

 ...operators with 40+ years of combined experience across fashion, e-commerce, and brand...  ...globally - Led high-performing paid media strategies across Meta, Google, TikTok...  ...brand. THE ROLE Were hiring a Social Media Manager, Content Creator & Video Editor who... 

Enterprise

Summer 2026 Management Trainee Intern Job at Enterprise

 ...the internship will help you stand apart from the crowd, and will be more than just a line on your resume. From day one as a paid intern with Enterprise, you'll learn what it takes to run a successful business and acquire highly marketable skills in management. Our... 

Providence Health and Services

Clinical Referral & Care Coordinator Job at Providence Health and Services

 ...providers, 900 clinics and 30,000 caregivers. PCN is comprised of Providence Medical Group in Alaska, Washington, Montana and Oregon; Swedish Medical Group in Washingtons greater Puget Sound area, Pacific Medical Centers in western Washington; Kadlec in southeast...