Chief Compliance Officer (Chicago) Job at LHH, Chicago, IL

UGJ0N21qamtkV2VrSXoxQWJsVGtTcDJ1bVE9PQ==
  • LHH
  • Chicago, IL

Job Description

Get AI-powered advice on this job and more exclusive features.

This range is provided by LHH. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$275,000.00/yr - $300,000.00/yr

Chief Compliance Officer (Hybrid – Greater Chicago Area)

A leading quantitative investment firm is seeking a seasoned Chief Compliance Officer to oversee and enhance its compliance program. This hybrid role offers the opportunity to work closely with executive leadership and investment professionals in a dynamic, data-driven environment.

Key Responsibilities:

  • Lead the firm’s compliance program, ensuring adherence to the Investment Advisers Act of 1940 and other applicable regulations.
  • Serve as the primary liaison with regulatory bodies, including the SEC.
  • Develop, implement, and monitor policies and procedures to ensure firm-wide compliance.
  • Conduct internal audits, risk assessments, and compliance training.
  • Oversee marketing reviews, code of ethics administration, and personal trading policies.
  • Manage regulatory filings, including Form ADV, Form PF, and other disclosures.
  • Collaborate with legal, operations, and investment teams to support business initiatives while mitigating compliance risk.

Qualifications:

  • 10+ years of experience in investment management compliance, with deep expertise in the Investment Advisers Act of 1940.
  • Prior experience as a CCO or senior compliance leader at a registered investment adviser.
  • Strong understanding of quantitative strategies, private funds, and regulatory reporting.
  • Excellent judgment, communication, and leadership skills.

Seniority level

  • Seniority level

    Executive

Employment type

  • Employment type

    Full-time

Job function

  • Job function

    Legal
  • Industries

    Legal Services

Referrals increase your chances of interviewing at LHH by 2x

Sign in to set job alerts for “Compliance Officer” roles.

Senior Manager of Compliance Communications

North Chicago, IL $156,000.00-$296,500.00 2 weeks ago

NA EHS, Regulatory, & Compliance Manager

Quality Compliance Manager, Manufacturing

Senior Export Compliance Manager, Global Trade Services

Chicago, IL $109,000.00-$185,000.00 2 weeks ago

Compliance and Operations Director - Aon Securities

Senior Export Compliance Manager, Global Trade Services

Chicago, IL $109,000.00-$185,000.00 2 weeks ago

Risk Management - Environmental Credit Risk, Senior Associate

Senior Manager - IT SOX Compliance Program

Chicago, IL $135,000.00-$165,000.00 3 days ago

Governance, Risk and Compliance Services - Technology Risk Manager

Chicago, IL $109,000.00-$175,000.00 1 week ago

Chicago, IL $109,000.00-$185,000.00 2 days ago

Compliance Program Manager, Enterprise Risk Management

Manager, IT Governance, Risk and Compliance

Niles, IL $117,600.00-$220,000.00 2 weeks ago

Senior Program Manager - Governance, Risk, and Compliance

Sr. Manager of Brand Protection and eCommerce Compliance

Itasca, IL $124,000.00-$171,000.00 3 weeks ago

Chicago, IL $125,000.00-$150,000.00 1 week ago

VP BSA CFT Officer - Risk Management Financial Crimes

Downers Grove, IL $94,000.00-$150,000.00 4 days ago

Chicago, IL $133,365.00-$156,900.00 16 hours ago

Lake Forest, IL $127,300.00-$254,700.00 1 week ago

VP Managed Investments & Fund Compliance

Chicago, IL $187,320.00-$400,010.00 3 weeks ago

Chicago, IL $188,000.00-$323,950.00 3 months ago

Senior Manager, Electricity Markets Registrations and Compliance

Chicago, IL $175,000.00-$190,000.00 7 hours ago

Director of Information Security and Data Governance

Rosemont, IL $140,000.00-$190,000.00 5 days ago

Director of Patient Safety (Patient Safety Officer)

Chicago, IL $200,000.00-$250,000.00 1 week ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

#J-18808-Ljbffr

Job Tags

Full time, 16 hours,

Similar Jobs

Inland Truck Parts & Service

Truck Technician / Diesel Mechanic Job at Inland Truck Parts & Service

 ...looking to hire an experienced Lead Truck Technician / Diesel Mechanic in Lincoln, Nebraska . With over 80 years of business and 37...  ...-duty truck and trailer systems componentry. For example: hydraulics, engines, electrical, drive train, suspension, HVAC, braking systems... 

The Judge Group

Refrigeration Superintendent Job at The Judge Group

 ...Salary Range: $85,000 - $100,000 Position Overview Our client, a leader in the food manufacturing industry, is seeking an experienced Refrigeration Superintendent to oversee the maintenance, operation, and regulatory compliance of industrial refrigeration systems... 

HireDNA

Web Frontend Engineer Job at HireDNA

 ...such as public cloud, data science, AI, engineering innovation and IoT. Our customers include...  ...and growing. We are hiring a Web/UI Engineer to develop a data-rich and reliable...  ...potential to unify our desktop and web development. We are growing the team's exposure to Flutter... 

LAUNCH

Heavy-Duty Diesel Mechanic Job at LAUNCH

 ...Become a Heavy-Duty Diesel Mechanic in East Point, GA! Are you someone with a passion for fixing engines? Imagine starting your day assessing a lineup of fleet diesel equipment, ready to put your expertise into action. We offer a thriving environment where you can utilize... 

Mattress Lux

Social Media Manager Job at Mattress Lux

 ...Job Description Social Media Manager (In-House, Part-Time to Start) Mattress Lux | Kennesaw, GA Please read carefully. This...  ...relationships. Our social media is an extension of our in-store experiencewarm, premium, thoughtful, and human. We are hiring a...