Business analyst (Trade surveillance) Job at Inceptra Solutions LLC, Charlotte, NC

TkxwNGxqdnRjR1dnS0Q5Q1psbnFSNXlvbFE9PQ==
  • Inceptra Solutions LLC
  • Charlotte, NC

Job Description

Hi, Hope you are doing well! I am Neha working as a Sr. Talent Acquisition Executive at Inceptra Solutions. a trusted provider of staffing and IT solutions to Fortune 500 clients. I came across your profile and found it to be a strong match for one of our current openings. Please find the detailed job description below for your consideration. If you are interested and available, Please share your updated resume on neha.srivastava@inceptrasolutions.com. Also any references from your side are most welcomed. Position: Business Analyst (Trade Surveillance) Duration: Long Term contract Location: Charlotte, NC (Onsite) Job Summary:­­­­­­­­­ We are seeking a detail-oriented Trade Surveillance Business Analyst to support our compliance and monitoring initiatives across global tradin­­­­­­­g desks. The ideal candidate will have experience with trade surveillance systems, understand regulatory frameworks, and possess strong analytical and communication skills. Key Responsibilities: Gather, analyze, and document business and regulatory requirements related to trade surveillance. Collaborate with Compliance and IT to enhance or develop new surveillance models (e.g., insider trading, spoofing, front-running). Assist in configuration, testing, and deployment of rule-based alerts on platforms like Actimize or SMARTS. Validate data inputs from order management systems, trading platforms, and market data sources. Participate in system upgrades, regression testing, and UAT. Analyze large trade datasets using SQL or Excel to identify anomalies. Maintain clear documentation for audits, compliance, and regulatory reporting. Suggest process improvements to enhance the effectiveness of trade surveillance controls. Required Skills: 5+ years of experience as a Business Analyst in trade surveillance or compliance within financial services. Proficiency in SQL and data analysis tools (Excel, Python preferred). Experience with one or more trade surveillance platforms (SMARTS, Actimize, Scila, etc.). Familiarity with global trading regulations (MiFID II, MAR, Dodd-Frank). Strong understanding of capital markets, trading workflows, and market abuse types. Excellent verbal and written communication skills. Experience working in Agile/Scrum environments. Preferred Qualifications: Experience with data visualization tools (Power BI, Tableau) Prior experience in Investment Banking or Trading Knowledge of FIX protocol Inceptra Solutions LLC

Job Tags

Long term contract,

Similar Jobs

Tilray Brands, Inc.

Human Resources Director Job at Tilray Brands, Inc.

 ...with operations in Canada, the United States, Europe, Australia, and Latin America that is leading as a transformative force at the nexus of cannabis, beverage, wellness, and entertainment, elevating lives through moments of connection. Tilrays mission is to be a leading... 

Red Coats, Inc.

Night Time General Cleaner (Portsmouth) Job at Red Coats, Inc.

Red Coats, Inc., one of the largest cleaning companies, is hiring personnel for the Portsmouth area. Position Available for Nighttime general cleaners. We are looking for motivated individuals to join our team! If you are interested, please apply via our website, follow... 

Brooksource

Application: Digital Product Owner- Telecommunications Job at Brooksource

 ...supporting metrics, reporting on the impact of our roadmap, ensuring development timelines are understood and achieved, and executing ad hoc...  ...similar project management tools. Proficiency in MS Office apps, Visio, Lucid, Tableau. Desired: Experience with data... 

Capstone Search Partners

Immigration Paralegal Job at Capstone Search Partners

Premier law firm: [to be disclosed] Job title: Immigration Paralegal Practice group: Labor & Employment Division Base salary: $65,000-$85,000/per year Location: Location-Flexible in FL Job type: Direct-Hire + Full Time Send resumes to: hayley.christina@... 

CommonSpirit Health

Chief Medical Officer - VP Medical Operations (Houston) Job at CommonSpirit Health

 ...Chief Medical Officer - VP Medical Operations Join to apply for the Chief Medical Officer - VP Medical Operations role at CommonSpirit Health Chief Medical Officer - VP Medical Operations 6 days ago Be among the first 25 applicants Join to apply for the Chief Medical...